Library · Materials, chemistry & fabrication

What Microencapsulation Technologies got wrong, from 24 theses

Summary written by a model from the records below: Across microencapsulation development efforts, researchers frequently encountered challenges including cargo leakage, fragile shell walls, thermal cycling breakdown, and drying-induced structural damage. Wall material limitations and adverse interactions in embedded matrices also hindered encapsulation efficiency, release control, and composite mechanical stability. These records come from graduate theses, 2021 to 2025, each labeled with its degree where the repository states it, and each links to its thesis. They were extracted by language models reading the full text, so treat each as a lead to read, not a verdict.

24
theses
11
institutions
27
failure records
6
failure modes

Plus 9 problems the authors left open, listed at the end.

Failure modes, by theses reporting them

Select a mode to jump to its records.

Payload leakage and inadequate loading capacity compromise microcapsule formulations
6
6 theses · 5 institutions · 6 records
Thermal cycling and environmental stresses induce barrier layer degradation and failure
4
4 theses · 3 institutions · 5 records
Wall material and excipient defects impair release profiles and shell integrity
5
5 theses · 5 institutions · 5 records
Drying and desiccation processes cause shell fracture and core recrystallization
2
2 theses · 2 institutions · 4 records
Processing conditions and solvent exposure cause shell rupture and aggregation
4
4 theses · 3 institutions · 4 records
Embedded microcapsules degrade matrix mechanics and offer limited self-healing longevity
3
3 theses · 3 institutions · 3 records

Payload leakage and inadequate loading capacity compromise microcapsule formulations

6 theses · 5 institutions

Hydrophilic payloads partitioned into external aqueous phases, and methods like polymersome assembly or nanoprecipitation resulted in insufficient cargo concentrations and low loading caps. In other cases, porous multilayer assemblies, hydrogels exceeding entrapment limits, and unfavorable phase transition temperatures triggered substantial payload leakage and phase separation.

Tried and failed

double emulsion solvent evaporation encapsulation applied to hydrophilic small molecule drug loading. Reason: hydrophilic drug partitioned into external aqueous phase, resulting in zero encapsulation

Construction of a highly potent inhalable microparticles combination therapy to treat pulmonary tuberculosis · Imperial · PhD

Considered and rejected

Considered and rejected: Rejected PEG-PLGA and maltodextrin (MDX) polymers for HB encapsulation due to low encapsulation efficiency (<5%) compared to CMC.

PROTECTIVE EFFECTS OF CYANIDIN-3-O-GLUCOSIDE-RICH HASKAP (LONICERA CAERULEA L.) BERRY AGAINST NITROSAMINE-INDUCED LUNG CARCINOGENESIS · Dalhousie · PhD

Considered and rejected

Considered and rejected: Rejected single-step traditional nanoprecipitation due to low drug encapsulation caps (<10 wt%).

Post Exposure Prophylaxis for HIV in the sexual exposure scenario (PEPSE): Development of a novel nanoformulation · Nottingham · Doctorate

Tried and failed

direct liposome encapsulation of proteins applied to protein delivery vehicle preparation. Reason: low phase transition temperature caused cargo leakage, while higher transition temperature lipids caused thermal artifacts

Development of tools and methods for protein identification: From single molecules to in vivo applications · EPFL · PhD

Tried and failed

freeze-thaw polymer hydrogel encapsulation of ionic liquids applied to drug delivery ionogel patches. Outcome: unstable. Reason: ionic liquid concentrations exceeding capacity could not be entrapped, leading to liquid phase separation onto surfaces

Overcoming Barriers in the Gastrointestinal Tract with Ionic Liquids · Harvard · PhD

Considered and rejected

Considered and rejected: Rejected calcium carbonate-PSS/PSS-PAH multilayer microcapsules due to ~58% cargo leakage during layer-by-layer polymer deposition at acidic pH

Bioengineered stimuli-responsive microcarriers for multi-drug delivery towards the treatment of bacterial infections · Imperial · PhD

Thermal cycling and environmental stresses induce barrier layer degradation and failure

4 theses · 3 institutions

Protective thin-film oxide coatings and polymer adhesive encapsulations experienced delamination, outgassing voids, and rupture under thermal cycling or volume expansion. In addition, polymer coatings generated thermal expansion mismatches or presented excessive porosity and thickness that impaired long-term barrier protection.

Tried and failed

thin single-layer ALD oxide encapsulation applied to phase-change materials undergoing volume changes. Outcome: unstable. Reason: mechanical stress from volume expansion caused encapsulation failure, surface roughening, and material volatilization

Improving the reliability of optical phase change materials-based devices · MIT · PhD

Tried and failed

PECVD silicon nitride encapsulation applied to thermal switching of phase change materials. Outcome: unstable. Reason: hydrogen outgassing during thermal cycling created pinholes and voids, degrading optical transparency

Improving the reliability of optical phase change materials-based devices · MIT · PhD

Tried and failed

Polymer adhesive bonding for device encapsulation applied to silicon microfluidic and electrochemical devices. Outcome: unstable. Reason: Fluid penetration, chemical etching, and delamination during thermal cycling caused 50-70% bond failure.

Nanoliter Electronics for Wireless Chemistry · Cornell · PhD

Considered and rejected

Considered and rejected: Rejected leaving the acrylate polymeric coating on FBGs before glass capillary encapsulation due to thermal expansion mismatch, hysteresis, and humidity sensitivity.

Fibre Optic Sensors for Tumour Therapy Monitoring. Applications of Optical Fibre Sensing Technologies to Thermal and Radiotherapy Treatments of Neoplasms · Politecnico di Torino · PhD

Considered and rejected

Considered and rejected: Rejected Parylene-C encapsulation for MOTEs in favor of atomic layer deposition (ALD) of SiO2/Si3N4/Al2O3 because Parylene-C is too thick and porous for microscale longevity.

Circuits for Wireless Sensing · Cornell · PhD

Wall material and excipient defects impair release profiles and shell integrity

5 theses · 5 institutions

Formulations lacking necessary surfactants or using solitary wall materials resulted in deformed particle morphologies, defective emulsification, and rapid unintended payload release. In other systems, polymer gelling generated nondispersible plugs that restricted dissolution, while liquid encapsulants penetrated porous substrates to destabilize electrical properties.

Tried and failed

thermogelling polymer nanoemulsion formulation without surfactant applied to hydrophobic drug encapsulation hydrogels. Outcome: unstable. Reason: insufficient surfactant led to large droplet size and low viscosity, forming tailed particles instead of spheres

Nanoemulsion-Loaded Hydrogels For Advanced Pharmaceutical Formulations · MIT · PhD

Tried and failed

enteric capsule encapsulation of amorphous solid dispersions applied to poorly water-soluble drug formulation. Outcome: worse than baseline. Reason: Polymer gelling formed a nondispersible plug that severely impaired dissolution rate and extent in intestinal fluid.

Repurposing niclosamide : oral and inhaled delivery of niclosamide using hot-melt extrusion and thin film freezing technologies · UT Austin · PhD

Considered and rejected

Considered and rejected: Rejected gelatin capsules for direct Eudragit coating due to poor polymer adhesion

Bowel MRI imaging to investigate drug delivery from coated capsules · Nottingham · PhD

Considered and rejected

Considered and rejected: Rejected using single wall material (such as maltodextrin alone) due to quick gastrointestinal release, deficient emulsification, and lower encapsulation efficiency.

Dietary supplementation of haskap berry (Lonicera caerulea L.) anthocyanin-rich fraction and probiotics attenuates the severity of dextran sulfate sodium-induced acute colitis in Balb/C mice · Dalhousie · Master's

Tried and failed

direct liquid polymer encapsulation without barrier layer applied to porous conductive elastomer composites. Outcome: unstable. Reason: uncured polymer penetrated the porous matrix, causing baseline electrical resistance to drift over time

Soft Sensors in digital healthcare monitoring · Imperial · PhD

Drying and desiccation processes cause shell fracture and core recrystallization

2 theses · 2 institutions

Slow convective air drying allowed active ingredient cores to recrystallize and migrate to the surface, accelerating release and reducing efficiency. Furthermore, spray drying and convective drying methods subjected hollow microcapsules to thermal and shear stresses that resulted in particle collapse and extensive shell breakage.

Tried and failed

slow convective air drying for microencapsulation applied to small molecule active ingredient encapsulation. Outcome: worse than baseline. Reason: slow drying allowed core recrystallization and surface migration, reducing encapsulation efficiency and accelerating release

ENHANCING THE FUNCTIONALITY AND BIOAVAILABILITY OF DIETARY SUPPLEMENTS THROUGH ENCAPSULATION USING VERSATILE PLATFORMS · Cornell · PhD

Considered and rejected

Considered and rejected: Rejected air drying and spray drying for fumed silica microcapsule powder preparation due to capsule collapse and high fracture rates

Synthesizing Semiconductor Nanowires in Hollow Microcapsules via the Geode Process · Georgia Tech · PhD

Tried and failed

spray drying applied to hollow inorganic microcapsules. Outcome: unstable. Reason: thermal and shear stresses caused extensive shell fracturing and particle breakage

Synthesizing Semiconductor Nanowires in Hollow Microcapsules via the Geode Process · Georgia Tech · PhD

Considered and rejected

Considered and rejected: Air-drying for NAC microencapsulation was rejected due to slow drying kinetics causing surface recrystallization and faster release rates than spray drying.

ENHANCING THE FUNCTIONALITY AND BIOAVAILABILITY OF DIETARY SUPPLEMENTS THROUGH ENCAPSULATION USING VERSATILE PLATFORMS · Cornell · PhD

Processing conditions and solvent exposure cause shell rupture and aggregation

4 theses · 3 institutions

Insufficient incubation times or low homogenization speeds generated fragile capsule shells that ruptured and leaked during precipitation and culture. Additionally, sacrificial core dissolution solvents triggered irreversible outer polymer aggregation and flocculation, while pore-sealing coatings exhibited cracking, poor adhesion, and detachment.

Tried and failed

fatty alcohol phase change material coating applied to microcapsule pore sealing. Outcome: unstable. Reason: formed uneven, cracked layers that adhered poorly and detached easily

Bioinspired microrobotic systems for targeted and on-demand cargo delivery · Imperial · PhD

Tried and failed

sacrificial core dissolution in layer-by-layer assembly applied to hollow biopolymer microcapsule fabrication. Outcome: unstable. Reason: Core dissolution solvent caused irreversible bridging flocculation and aggregation of outer polymer layers

Platelet-inspired microparticles for targeted drug delivery to the atherosclerotic plaque · Imperial · PhD

Tried and failed

lower speed homogenization for Pickering emulsion templating applied to hollow microcapsule fabrication. Outcome: unstable. Reason: larger emulsion droplets formed fragile shells that ruptured during antisolvent precipitation

NOVEL STARCH MODIFICATIONS: FABRICATION AND APPLICATIONS · Cornell · PhD

Tried and failed

short-duration culture for bio-capsule shell synthesis applied to bacterial cellulose capsule formation. Outcome: unstable. Reason: insufficient incubation time resulted in thin, fragile shells that ruptured and leaked

Functional Materials Grown from Engineered Bacteria · Harvard · PhD

Embedded microcapsules degrade matrix mechanics and offer limited self-healing longevity

3 theses · 3 institutions

Incorporating microcapsules into structural matrices degraded unhealed fatigue cycles and exposed the capsules to destruction during high-shear mixing. Autonomous chemical self-healing systems also suffered from one-time healing agent consumption, vascular blockage, and severe losses in overall mechanical strength.

Lost to a baseline

Capsule addition reduced unhealed fatigue cycles compared to neat asphalt at certain low loads (e.g., at 621 N, neat SMA resisted 5800 cycles vs 3900 cycles for capsule F)

Optimisation of encapsulated oil properties to maximise asphalt self-healing · Nottingham · PhD

Considered and rejected

Considered and rejected: Extrinsic self-healing (microcapsules) was rejected due to vulnerability to destruction under high-shear mixing and short service lifespan for 20-25 year turbine applications.

Improved Material Formulations for Thick Adhesive Joints in Wind Turbine Blades · EPFL · PhD

Considered and rejected

Considered and rejected: Chemical self-healing mechanisms requiring microcapsules were rejected because self-healing agents are consumed during repair, preventing repeated autonomous healing.

Multifunctional flexible conductive materials for supercapacitors and biosensors · University of Manitoba · PhD

Left open by the authors

Problems the authors named and did not get to.

Left open

Test non-pH responsive, PBS-soluble anticancer drugs for encapsulation and release in pH-responsive methacrylic polymersomes. Blocker: Requires a wet chemistry and biology lab to synthesize polymersomes and perform drug encapsulation/release assays

Self-assembled block copolymers: micelles, polymersomes and gels · Imperial · PhD

Left open

Optimize polymer composition and crosslinking density of poly(amine) microcapsules and evaluate their responsiveness in biologically relevant conditions. Blocker: Requires a wet lab, microfluidic devices, chemical synthesis, and biological testing assays.

Engineering Functional Microcapsules for Controlled Cargo Delivery · Harvard · PhD

Left open

Develop a single-capsule combined formulation of curcumin and ursolic acid lipid microspheres to reduce daily pill burden. Blocker: Requires a wet lab and pharmaceutical manufacturing equipment (hot-melt rotating disk and encapsulation tools).

Phase 1 clinical trial evaluating safety, bioavailability, and gut microbiome with a combination of curcumin and ursolic acid in lipid enhanced capsules · UT Austin · PhD

Left open

Develop encapsulation and on-demand release mechanisms for diverse antibacterial molecules using polyCu-MOF@AgNPs. Blocker: Requires a wet chemistry and biological testing laboratory to synthesize MOFs and test drug release.

New Metal Complexes and Metal-Organic Frameworks (MOFs) with Potential Biological Applications · University of Camerino · PhD

Left open

Develop advanced encapsulation techniques such as nanocarriers, coacervation systems, and dual-phase emulsions to co-stabilize vitamin D and zinc. Blocker: Requires a wet chemistry/food science laboratory and sensory/bioavailability testing apparatus.

Fortified Foods with Vitamin D and Zinc · Cornell · Master's

Left open

Test nanoparticle treatment of chronic biofilm airway infections in βENaC-overexpressing transgenic mice without using artificial bead encapsulation. Blocker: Requires wet lab, animal facility access, and transgenic βENaC-overexpressing mouse models for in vivo infection experiments.

Controlling the Bio-Nano Interface via Engineered Layer-by-Layer Nanoparticles for Treatment of Biofilm-Based Infections · MIT · PhD

Left open

Optimize encapsulation efficiency of hydrophilic and hydrophobic payloads in DSPC liposomes across varying concentration gradients. Blocker: Requires wet lab equipment for liposome synthesis, extrusion, dialysis, and chemical encapsulation measurement

Biomimetic water-based lubrication: an exploration into vesicle lubrication · Imperial · Doctorate

Left open

Model layer-by-layer assembly and thermal heat transfer performance for phase change material microcapsules with more than two polyelectrolyte layers. Blocker: None

Development of Energy Systems Towards a Low Carbon Future: From Atoms to Policies · Cornell · PhD

Left open

Investigate phase separation kinetics and cargo diffusion pathways in PFH-hexane liquid-shell microcapsules under thermal stimuli. Blocker: Requires wet lab equipment, microfluidic devices, chemical synthesis, and specialized thermal imaging/characterization apparatus.

Engineering Functional Microcapsules for Controlled Cargo Delivery · Harvard · PhD

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