Library · Optimization & control

What Gradient Descent & Backprop got wrong, from 38 theses

Summary written by a model from the records below: Across these records, gradient descent and backpropagation techniques frequently struggle when facing complex non-convex landscapes, sensitive step size regimes, and non-smooth objective functions. Authors report recurring optimization failures including entrapment in local minima, gradient vanishing or breakdown, and divergence when optimizing against surrogate models or noisy finite differences. These records come from graduate theses, 2021 to 2025, each labeled with its degree where the repository states it, and each links to its thesis. They were extracted by language models reading the full text, so treat each as a lead to read, not a verdict.

38
theses
19
institutions
39
failure records
5
failure modes

Plus 9 problems the authors left open, listed at the end.

Failure modes, by theses reporting them

Select a mode to jump to its records.

Gradient descent frequently gets trapped in suboptimal local minima in non-convex and multimodal landscapes
17
17 theses · 12 institutions · 18 records
Poor learning rate selection and ill-conditioned curvatures cause severe oscillations or divergence
8
8 theses · 6 institutions · 8 records
Gradient vanishing and derivative breakdown halt optimization on non-smooth or discrete objectives
7
7 theses · 7 institutions · 7 records
Finite difference approximations introduce severe noise sensitivity and high computational overhead
3
3 theses · 3 institutions · 3 records
Optimization drifts and diverges when relying on inaccurate surrogates or failing to account for bilevel dependencies
3
3 theses · 3 institutions · 3 records

Gradient descent frequently gets trapped in suboptimal local minima in non-convex and multimodal landscapes

17 theses · 12 institutions

Gradient-based methods routinely stall in poor local minima or extrema when applied to non-convex parameter spaces without favorable initializations. This entrapment leads to premature termination, loss of failure mode diversity, and inferior performance compared to global or population-based search techniques.

Considered and rejected

Considered and rejected: Rejected standard Backpropagation/Gradient Descent for LSTM training due to susceptibility to local minima entrapment.

Caching in VANETs for Social Networking · Queen's University · PhD

Considered and rejected

Considered and rejected: Rejected standard backpropagation/gradient-descent due to slow training speed, learning rate tuning issues, and risk of local minima.

Efficient and Accurate Neural Network Based Internal Combustion Engine Modeling and Prediction · University of Windsor · PhD

Considered and rejected

Considered and rejected: Rejected standard gradient descent and Newton's method due to getting trapped in local minima.

Singularity distance computations of parallel manipulators of Stewart-Gough type · TU Wien · PhD

Tried and failed

gradient descent pose optimization without initialization applied to slice-to-volume medical image registration. Outcome: did not converge. Reason: optimization gets trapped in local minima under severe motion without a good initial pose estimate

A Robust and Efficient Framework for Slice-to-Volume Reconstruction: Application to Fetal MRI · MIT · PhD

Tried and failed

gradient descent on forward prediction error applied to rigid body contact parameter identification. Outcome: did not converge. Reason: optimization got trapped in local minima representing smoothed geometry rather than true non-smooth shapes

Addressing Stiffness-induced Challenges in Modeling and Identification for Rigid-body Systems with Friction and Impacts · Penn · PhD

Tried and failed

gradient descent on relative 3D rotation applied to relative orientation estimation. Outcome: worse than baseline. Reason: optimization directly over relative orientation frequently gets trapped in local optima

Image-based Pose Estimation for Previously-Unseen Objects · EPFL · PhD

Tried and failed

direct target-space loss functions for projection models applied to density-density response function prediction. Outcome: worse than baseline. Reason: gradient descent got trapped in poor local minima compared to direct coefficient regression

Machine Learning static RPA response properties for accelerating GW calculations · Imperial · PhD

Tried and failed

gradient descent with zero initialization applied to 6-DOF pose estimation from shadow corners. Outcome: did not converge. Reason: gets trapped in poor local minima

Uncertain Sampling with Certain Priors · EPFL · PhD

Tried and failed

greedy descent local search metaheuristic applied to dynamic orienteering problem. Outcome: worse than baseline. Reason: rapidly converged to suboptimal local extrema yielding poor solution fitness

Practically optimal UAV mission planning under uncertainty · Imperial · PhD

Tried and failed

gradient-based parameter identification from random initialization applied to inverse parametric PDE problems. Outcome: did not converge. Reason: Non-convex optimization landscape trapped gradient descent in local minima without basin-of-attraction knowledge or global pre-initialization.

Error Assessment for Finite Elements/Neural Networks Methods Applied to Parametric PDEs · EPFL · PhD

Lost to a baseline

Gradient descent in parameter space was less accurate, showed higher run-to-run variance, and converged slower (e.g., 25.6-40.9 s vs 8.77-10.9 s) than Particle Swarm Optimization (PSO) when solving the 4D inverse parameter identification problem.

Error Assessment for Finite Elements/Neural Networks Methods Applied to Parametric PDEs · EPFL · PhD

Considered and rejected

Considered and rejected: Rejected gradient descent for human-in-the-loop multi-parameter optimization because the required perturbation points scale linearly with dimension and it risks getting trapped in local minima.

Soft Exosuits for Improved Walking Efficiency and Community Based Post-Stroke Gait Rehabilitation · Harvard · PhD

Considered and rejected

Considered and rejected: Rejected direct search and gradient-based optimization algorithms because direct search lacks precision for multi-objective trade-offs and gradient methods are prone to trapping in local extrema

DIGITAL CODESIGN OF A POWER MODULE WITH INTEGRATED THERMAL MANAGEMENT · Georgia Tech · PhD

Considered and rejected

Considered and rejected: Rejected gradient descent optimization for trial wavefunction parameter optimization because it gets trapped in local minima; adopted dual annealing global optimization instead.

Electronic quantum fluids in graphene and quantum Hall systems · Oxford · PhD

Considered and rejected

Considered and rejected: Gradient-based optimization (steepest descent, conjugate gradient) for FQ solvent parameter fitting, rejected due to the non-convex parameter space with multiple local minima

Polarizable QM/MM Approaches for Molecular Excited States in Complex Environments · Scuola Normale Superiore · PhD

Considered and rejected

Considered and rejected: Rejected descent methods, evolutionary algorithms, and statistical sampling methods for global parameter optimization due to premature termination at local minima, non-convergence, or inefficiency in higher dimensions.

Efficient Biomolecular Computations Towards Applications in Drug Discovery · Virginia Tech · Doctorate

Considered and rejected

Considered and rejected: Rejected pure gradient-based adversarial optimization for failure generation because local optima cause diversity collapse into a single failure mode.

Breaking things so you don’t have to: risk assessment and failure prediction for cyber-physical AI · MIT · PhD

Considered and rejected

Considered and rejected: Gradient-Descent optimization algorithms rejected for JPEG quantization table optimization due to settling on local minima in multi-modal rate-distortion space (Evolutionary / Particle Swarm Optimization used instead).

Digital CMOS ISFET architectures and algorithmic methods for point-of-care diagnostics · Imperial · PhD

Poor learning rate selection and ill-conditioned curvatures cause severe oscillations or divergence

8 theses · 6 institutions

Unbounded activations, generalized smoothness bounds, and unbalanced parameter gradient magnitudes cause gradient descent to oscillate heavily or diverge under fixed or large step sizes. In sensitive architectures, fixed learning rates or poorly tuned hypergradient updates lead to coordinate drift and failure to converge on ill-conditioned objectives.

Tried and failed

gradient descent without non-linear activations applied to linear neural network training. Outcome: did not converge. Reason: linear networks lack bounded activations that stabilize optimization in large learning rate regimes

Making Sense of Training Large AI Models · MIT · PhD

Lost to a baseline

Gradient descent on quadratic forms lagged behind Conjugate Gradient due to iterate oscillation between subspaces and poor convergence.

MICROWAVE IMAGING FOR WALK-WHILE-SCAN SECURITY SCREENING · Duke · PhD

Tried and failed

gradient descent with large learning rates applied to optimization of functions with poor regularity. Reason: insufficient objective regularity prevents edge of stability, causing premature one-sided stability bounds instead

Quantitative convergence analysis of dynamical processes in machine learning · Georgia Tech · PhD

Tried and failed

gradient descent with uniform parameter weighting applied to joint pose and shape optimization. Outcome: did not converge. Reason: gradient magnitudes for rotation and shape dominated translation, causing severe oscillations and optimization failure

Integrated 3D anatomical model for myocardial segmentation in cardiac CT imagery · Georgia Tech · PhD

Tried and failed

gradient descent with fixed step size applied to non-standard smooth non-convex optimization. Outcome: did not converge. Reason: fixed step sizes cause divergence or sublinear convergence under generalized smoothness bounds

Optimization Theory and Machine Learning Practice: Mind the Gap · MIT · PhD

Lost to a baseline

Gradient descent with large stepsizes in the Edge of Stability regime loses to small-stepsize gradient flow / SGD for sparse recovery, exhibiting high test error due to coordinate drift towards zero.

Deep Learning Theory Through the Lens of Diagonal Linear Networks · EPFL · PhD

Lost to a baseline

Hypergradient descent sometimes got stuck for too small initial learning rates (struggled on F-MNIST experiments) due to sensitivity of the hyper learning rate across architectures.

Probabilistic Linear Algebra for Stochastic Optimization · Tübingen · PhD

Lost to a baseline

Using a single constant learning rate (0.0005) for SGD across all regularization levels without validation grid search performed poorly compared to liblinear coordinate descent.

NAVIGATING HETEROGENEITY TO LEARN FROM LARGE-SCALE CANCER DATA: OPTIMIZATION, REDUNDANCY, AND GENERALIZATION · Penn · PhD

Gradient vanishing and derivative breakdown halt optimization on non-smooth or discrete objectives

7 theses · 7 institutions

Optimization halts when objective landscapes contain inactive neurons, softmax saturations, or margin losses that cause gradients to vanish entirely. Furthermore, subgradient calculations and standard backpropagation break down on discrete logical decisions, non-smooth path regularizations, and discontinuous objectives.

Considered and rejected

Considered and rejected: Rejected standard gradient descent/backpropagation for symbolic reasoning due to inability to represent discrete logical decisions and out-of-distribution failures.

The Capabilities of Neural Systems Depend on a Hierarchically Structured World · UT Southwestern

Tried and failed

gradient-based optimization of model interpolation weights applied to graph neural network model merging. Outcome: worse than baseline. Reason: vanishing gradients in softmax prevented zeroing out poor-performing model ingredients

Improved and domain specific model soups · Iowa State · Master's

Tried and failed

gradient descent without smooth activation relaxation applied to locally constant neural networks. Outcome: did not converge. Reason: vanished gradients occur everywhere except boundaries due to zero gradients when neurons are inactive

Building Transparent Models · MIT · PhD

Considered and rejected

Considered and rejected: Directly using the margin loss in stochastic gradient descent was rejected due to gradient vanishing, using cross-entropy approximations instead.

Multi-Domain Text Classification with Adversarial Training · Carleton University · PhD

Tried and failed

gradient descent with automatic differentiation applied to non-smooth path regularized optimization. Outcome: too slow. Reason: subgradient computation via automatic differentiation struggles with non-smooth path-norm objectives

Predicting in Uncertain Environments: Methods for Robust Machine Learning · EPFL · PhD

Considered and rejected

Considered and rejected: Rejected classical gradient-based and sub-gradient optimization methods for decentralized robot control optimization because the objective function is discontinuous, non-convex, and multimodal.

HOLISTIC SCENE PERCEPTION FOR COLLABORATIVE HUMAN-ROBOT TEAMS · Cornell · PhD

Considered and rejected

Considered and rejected: Standard gradient-descent optimization algorithms (e.g., Newton-Raphson) were rejected for discrete/mixed socio-demographic enrichment due to lack of smoothness and derivative breakdown.

Inverse discrete choice modelling: a framework for socio-demographic enrichment of big data · Imperial · PhD

Finite difference approximations introduce severe noise sensitivity and high computational overhead

3 theses · 3 institutions

Estimating gradients through finite differences or local numerical sampling suffers from extreme sensitivity to stochastic evaluation noise and causes optimizer tuning failures. The high computational cost of numerical gradient evaluation also outweighs optimization benefits in low-dimensional settings.

Considered and rejected

Considered and rejected: Rejected Finite-Difference Gradient Descent (FDGD) for latent space optimization because it failed completely under biologically realistic stochastic evaluation noise.

Optimization of neural response in the primate dorsal visual pathway Optimierung der neuronalen Antwort im dorsalen visuellen Pfad von Primaten · University of Marburg · PhD

Tried and failed

numerical gradient descent based local sampling applied to low-dimensional robot motion planning. Outcome: too slow. Reason: numerical gradient computation overhead outweighed the benefit of informed local sampling in low dimensions

INFORMED EXPLORATION ALGORITHMS FOR ROBOT MOTION PLANNING AND LEARNING · Georgia Tech · PhD

Considered and rejected

Considered and rejected: Rejected gradient-based local optimizers (fmincon) for the outer loop in parametric coil optimization because finite-difference parameter gradients were noisy and caused tuning failures; switched to global genetic algorithms.

Integral Equation-Based Inverse Scattering and Coil Optimization in Magnetic Resonance Imaging · MIT · PhD

Optimization drifts and diverges when relying on inaccurate surrogates or failing to account for bilevel dependencies

3 theses · 3 institutions

Gradient-based input optimization against inaccurate forward surrogates causes real-world control errors to diverge because the optimizer exploits surrogate model errors. Additionally, simultaneous gradient descent fails on bilevel objectives by ignoring parameter dependencies, and linearized gradient approximations fail to reflect true counterfactual behavior.

Tried and failed

influence functions and gradient-based data attribution applied to deep neural network predictions. Outcome: no signal. Reason: linearized gradient approximations fail to accurately predict leave-one-out counterfactual model behavior

Machine Learning through the Lens of Data · MIT · PhD

Considered and rejected

Considered and rejected: Rejected simultaneous gradient descent for solving bilevel optimization problems due to failure to account for parameter dependencies on upper-level variables.

Indiscriminate data poisoning against supervised learning: general attack formulations, robust defences, and poisonability · Imperial · PhD

Tried and failed

gradient-based input synthesis with learned forward models applied to iterative plant control waveform generation. Outcome: unstable. Reason: excessive offline gradient optimization against inaccurate forward models caused real-world response errors to diverge

A novel Adaptive Filtering approach to Drive File Identification for Service Environment Replication · Virginia Tech · Doctorate

Left open by the authors

Problems the authors named and did not get to.

Left open

Develop a theoretical framework explaining why neural networks learn linear functions before non-linear functions during stochastic gradient descent dynamics. Blocker: No specific mathematical formulation, assumptions, or analytical approach are provided

On Scaling Dynamics in Deep Learning · Harvard · PhD

Left open

Extend the MedImpute formulation and coordinate descent algorithm to incorporate support vector machines and decision tree objective functions. Blocker: None

Novel Machine Learning Algorithms for Personalized Medicine and Insurance · MIT · PhD

Left open

Develop an online dynamic MRI subspace tracking method using stochastic gradient descent for temporal subspace updates without mini-batch initialization. Blocker: None

Generalizable low-latency accelerated dynamic MRI · Iowa State · PhD

Left open

Extend the convergence rate analysis of gradient descent-ascent dynamics to broader non-convexity conditions such as weaker gradient dominance or local convexity. Blocker: None

Convergence Rates of Gradient Descent-ascent Dynamics under Computation Constraints in Solving Min-max Optimization · Virginia Tech · Master's

Left open

Apply harmless diversity descent to find diverse policies for robotics planning and reinforcement learning. Blocker: No specific robotics benchmark, environment, or evaluation metrics are provided

Adding prior into generative model · UT Austin · PhD

Left open

Develop a generalized step-size selection algorithm for time and control updates in adjoint gradient-based time-optimal control without example-specific heuristics. Blocker: Lack of specific target algorithmic approach or convergence criteria

The adjoint gradient method for time-optimal control of multibody systems Die adjungierte Gradientenmethode für zeitoptimale Steuerung von Mehrkörpersystemen · TU Wien · PhD

Left open

Characterize the class of constrained optimization problems that can be solved using penalized gradient descent methods. Blocker: Lacks concrete problem scope, target problem classes, and specific analytical criteria.

Topics in Generalized Correlation Analysis and Clustering · Penn · PhD

Left open

Extend the convergence analysis of gradient descent-ascent dynamics to stochastic and adversarial min-max settings with gradient noise or perturbations. Blocker: None

Convergence Rates of Gradient Descent-ascent Dynamics under Computation Constraints in Solving Min-max Optimization · Virginia Tech · Master's

Left open

Prove stepsize-independent lower bounds for gradient descent under directional smoothness conditions. Blocker: None

Smoothness and Adaptivity in Nonlinear Optimization for Machine Learning Applications · MIT · PhD

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